Diane Case
Diane Case is a registered investment advisor at Shenandoah Financial, based in Charles Town, WV, with 20 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Shenandoah Financial does not directly manage your investments. Instead, they recommend third-party money managers. If you choose to use one of these managers, you'll pay them a fee based on the value of your investments. Shenandoah Financial receives a portion of that fee for connecting you with the manager. The fees charged by the third-party managers are negotiable and will be disclosed to you before you sign an agreement.
Location
Charles Town, WV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane is a licensed insurance agent, dedicating about a quarter of her time to this practice. She may offer clients insurance products and services.
Employment History
Current Registrations
Shenandoah Financial
Previous Registrations
Gradient Advisors, LLC
Esi Financial Advisors
Southeast Investments, N.C. INC
Investors Capital Advisory
Eastern Point Advisors INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.