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Daniel Ferguson

30 Years of Experience
Auburn Hills, MI
Broker

Daniel Ferguson is a registered investment advisor at Raymond James & Associates, INC., based in Auburn Hills, MI, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

27 S Squirrel, Ste. 200, Auburn Hills, MI, 48326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is employed by Comerica Securities since 2005. He spends about a quarter of his time on this activity, including 60 hours during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2025 - Present · 9 mos
Raymond James & Associates, INC.
August 2025 - Present · 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2023 - September 2025 · 1 yr 10 mos
Ameriprise Financial Services, LLCBroker
November 2023 - September 2025 · 1 yr 10 mos
Comerica Securities
August 2005 - November 2023 · 18 yrs 3 mos
Comerica SecuritiesBroker
August 2005 - November 2023 · 18 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - August 2005 · 1 mo
Chase Investment Services CORP.
July 2005 - August 2005 · 1 mo
Banc One Securities Corporation
April 2005 - July 2005 · 3 mos
Banc One Securities CorporationBroker
December 2004 - July 2005 · 7 mos
Natcity Investments, INC.Broker
May 2001 - December 2004 · 3 yrs 7 mos
Natcity Insurance Services, INC.Broker
May 2001 - December 2001 · 7 mos
UBS Painewebber INC.Broker
December 1996 - May 2001 · 4 yrs 5 mos
Olde Discount CorporationBroker
April 1995 - January 1997 · 1 yr 9 mos
State Registrations3 states
FLMIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.