Joseph Preddy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Barre, VT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
316 North Main Street, Barre, VT, 05641
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph operates under the DBA CFSG Wealth Management for his LPL business, dedicating about a quarter of his time. He also serves as a Trust Officer and President at Community National Bank, spending nearly full-time hours on this role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Tower Square Securities, INC.Broker
Tower Square Securities, INC.
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
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