Alec Herbert
Alec Herbert is a registered investment advisor at LPL Financial LLC, based in Springfield, MA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1500 Main St, Springfield, MA, 01115
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Regulatory History (1)
Customer Dispute
January 2022Other Business Activities
Alec operates Community Investment Services and Nottingham Investment Services, Inc. as DBAs for his LPL business. He also owns rental real estate property, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.