Sarah Huang is a CFP-designated registered investment advisor at New Spring Financial Planning, LLC, based in San Ramon, CA, with 31 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 50 clients with $56M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable at the firm's discretion and can be waived entirely.
Fee Estimator
Location
San Ramon, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sarah is an Investment Advisor Representative (IAR) and owner of New Spring Financial Planning, a Registered Investment Advisor (RIA). This activity takes nearly all of Sarah's time.
Employment History
Current Registrations
New Spring Financial Planning, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLCBroker
LPL Financial Corporation
Strategic Wealth Advisors Group
Associated Securities CORP.
Associated Securities CORP.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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