MC
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Michael Clark

30 Years of Experience
Bedford, NH
17 DisclosuresBroker

Michael Clark is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bedford, NH, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

116 S River Rd, Bldg E, Bedford, NH, 03110

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History

Regulatory History (17)
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Judgment / Lien
February 2025
Judgment / Lien
October 2022
Regulatory
March 2021
Final
Regulatory
January 2021
Final
Regulatory
December 2019
Final
Judgment / Lien
February 2019
Judgment / Lien
September 2018
Judgment / Lien
May 2017
Judgment / Lien
September 2016
Judgment / Lien
July 2014
Judgment / Lien
June 2011
Judgment / Lien
November 2010
Judgment / Lien
October 2010
Judgment / Lien
September 2010
Customer Dispute
July 2010
Denied
Customer Dispute
May 2006
Denied
Customer Dispute
October 2002
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 1997 - Present · 29 yrs 2 mos
Ameriprise Financial Services, LLC
April 1995 - Present · 31 yrs 5 mos
Ameriprise Financial Services, LLCBroker
April 1995 - Present · 31 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 1995 - July 2006 · 11 yrs 3 mos
State Registrations14 states
CACTFLGAMAMEMNNCNHPARISCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.