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Troy Neily

Ameriprise Financial Services, LLC
28 Years of Experience
Bedford, NH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Troy Neily is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bedford, NH, with 28 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Commerce Dr Ste 201, Bedford, NH, 03110-6803

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Troy is an independent insurance broker with Anthem since 2018, and with Colonial since 2018, selling disability income insurance. The filing does not specify the amount of time Troy spends on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2019 - Present · 7 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Ameriprise Financial Services, LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Flatiron Financial Group, LLC
March 2011 - December 2013 · 2 yrs 9 mos
Flatiron Financial Group, LLC
February 2009 - December 2010 · 1 yr 10 mos
LPL Financial LLC
April 2006 - October 2019 · 13 yrs 6 mos
LPL Financial LLCBroker
April 2006 - October 2019 · 13 yrs 6 mos
Charles Schwab & CO., INC.
May 1999 - April 2006 · 6 yrs 11 mos
Charles Schwab & CO., INC.Broker
February 1999 - April 2006 · 7 yrs 2 mos
Fidelity Brokerage Services, INC.Broker
February 1998 - December 1998 · 10 mos
Hartford Equity Sales Company INC.Broker
June 1997 - December 1997 · 6 mos
State Registrations22 states
ALCACTFLGAILMAMENCNHNJNVNYOHPARISCSDTXVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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