HM
HM

Howard Mcmillan

28 Years of Experience
Mclean, VA
2 DisclosuresBroker

Howard Mcmillan is a registered investment advisor at Wells Fargo Advisors, based in Mclean, VA, with 28 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1753 PINNACLE DR 3RD and 4TH FL, [V1-Rbo], Mclean, VA, 22102

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Settled
Customer Dispute
June 2008
Settled
Other Business Activities

Howard is an investment committee member for the Human Resources Certification Institute since 2011. He spends minimal time attending meetings, listening to investment manager reviews, and voting on changes.

Employment History
Current Registrations
Wells Fargo Advisors
September 2008 - Present · 18 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
December 2001 - September 2008 · 6 yrs 9 mos
UBS Financial Services INC.Broker
May 2000 - September 2008 · 8 yrs 4 mos
Riggs Investment CORP.Broker
December 1998 - May 2000 · 1 yr 5 mos
Financial Network Investment CorporationBroker
June 1997 - September 1997 · 3 mos
State Registrations19 states
CACTDCDEFLIAKYMAMDMSNCNJNYOHPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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