Adam Rhoades
Adam Rhoades is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Birmingham, AL, with 31 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1901 6th Ave N Ste 2800, Birmingham, AL, 35203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is involved in several outside business activities. He is involved in the overall management of a Northwestern Mutual Network office (NMA Inc), which is a full-time commitment, and is a part owner of VFPR, LLC, created to share ownership of a plane, requiring minimal time. Adam also owns two investment properties, each requiring minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations51 states
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