CH
CFP
CH
CFP

Christopher Higgins

31 Years of Experience
Morristown, NJ
1 DisclosureBroker

Christopher Higgins is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 31 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

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Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Other Business Activities

Christopher operates Providence Wealth Management as a DBA for his LPL business and Private Advisor Group. He is also a partner in NGH Properties, Inc., a real estate investment venture, and owns Providence Wealth, LLC, both for tax/investment purposes; these activities take about 10-20% of his time.

Employment History
Current Registrations
Private Advisor Group, LLC
October 2013 - Present · 12 yrs 7 mos
LPL Financial LLCBroker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
LPL Financial LLC
February 2009 - October 2015 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1999 - February 2009 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - February 2009 · 13 yrs 11 mos
State Registrations18 states
ALCACODEFLGAMAMDNCNJNYOHORPASDTNVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Christopher Higgins - Financial Advisor | TrueAdvisor