Ian Auerbach is a registered investment advisor, based in Cali, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning.
Location
Cali
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ian serves on the board of directors and as treasurer for the Interfaith League of Devotees, a charitable foundation. He dedicates minimal time to this activity, assisting with budget management, investment portfolio oversight, and overall organizational vision.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Meadowbrook Advisors
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
J. B. Hanauer & CO.
J. B. Hanauer & CO.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.