LA
LA

Louis Ardito

29 Years of Experience
Riverhead, NY
Broker

Louis Ardito is a registered investment advisor at Morgan Stanley, based in Riverhead, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

611 East Main Street, Riverhead, NY, 11901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2017 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2017 · 7 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
March 2003 - October 2004 · 1 yr 7 mos
Quick & Reilly, INC.Broker
January 2001 - October 2004 · 3 yrs 9 mos
Fleet Securities, INC.Broker
September 2000 - January 2001 · 4 mos
Bankboston Investor Services, INC.Broker
February 1997 - October 2000 · 3 yrs 8 mos
Fidelity Investments Institutional Services Company, INC.Broker
January 1997 - February 1997 · 1 mo
Painewebber IncorporatedBroker
April 1995 - November 1995 · 7 mos
State Registrations28 states
AZCACOCTDCDEFLGAILKSMAMDMEMNNCNHNJNVNYOHORPARISCTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Louis Ardito - Financial Advisor | TrueAdvisor