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John Low

Rockefeller Capital Management
31 Years of Experience
Birmingham, MI
1 DisclosureBroker
View SEC Summary
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John Low is a registered investment advisor at Rockefeller Capital Management, based in Birmingham, MI, with 31 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

260 E Brown Street, Suite 300, Birmingham, MI, 48009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
April 2021 - Present · 5 yrs 6 mos
Rockefeller Financial LLCBroker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - April 2021 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2009 - April 2021 · 11 yrs 11 mos
Wachovia Securities, LLC
August 2003 - March 2007 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2009 · 5 yrs 10 mos
Prudential Securities IncorporatedBroker
December 1995 - July 2003 · 7 yrs 7 mos
Olde Discount CorporationBroker
March 1995 - November 1995 · 8 mos
State Registrations20 states
ALAZCACOCTFLGAILMAMIMNMONCOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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