John Dupont is a registered investment advisor at LPL Financial LLC, based in Houma, LA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
255 Corporate Drive, Houma, LA, 70360
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Regulatory History (1)
Customer Dispute
October 2004Other Business Activities
John is involved with T&C Properties and Trawler Group for tax/investment purposes since 2007, and real estate rental in Thibodaux, LA since 2022, each requiring minimal time. He also uses Flagship Wealth and Flagship Wealth Partners as DBAs for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital One Investments, LLCBroker
Sal Financial ServicesBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.