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AS
CFP
AS
CFP

Ann Summers

LPL Financial LLC
26 Years of Experience
Houma, LA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Ann Summers is a CFP-designated registered investment advisor at LPL Financial LLC, based in Houma, LA, with 26 years of industry experience. Ann is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

210 Synergy Center Blvd, Houma, LA, 70360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ann launched Synergy Bank's non-deposit investment division in 2005 and is affiliated with Synergy Investment Services since 2011. She also engages in non-variable insurance activities, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
August 2005 - Present · 21 yrs 2 mos
LPL Financial LLC
August 2005 - Present · 21 yrs 2 mos
LPL Financial LLCBroker
August 2005 - Present · 21 yrs 2 mos
Previous Registrations
Banc One Securities Corporation
May 2004 - April 2005 · 11 mos
Banc One Securities CorporationBroker
May 2004 - April 2005 · 11 mos
Banc One Securities Corporation
October 2002 - March 2004 · 1 yr 5 mos
Banc One Securities CorporationBroker
December 1999 - March 2004 · 4 yrs 3 mos
State Registrations9 states
ALCAFLGAILLAMSORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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