James Czerniak
James Czerniak is a registered investment advisor at Osaic Wealth, INC., based in Warrenville, IL, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
27575 Ferry Rd, Ste 101, Warrenville, IL, 60555
Get directionsHistory
Regulatory History (2)
Financial
May 2025Judgment / Lien
October 2024Other Business Activities
James is the Chief Investment Officer at Ambassador Wealth Management, where he reviews portfolios, develops new business, and services clients. This investment-related activity takes about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
LPL Financial LLC
LPL Financial LLCBroker
Lasalle Financial Services, INC.
Lasalle Financial Services, INC.Broker
Fidelity Brokerage Services LLCBroker
First Investors CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.