Monte Martin
Monte Martin is a registered investment advisor at LPL Financial LLC, based in Harlingen, TX, with 31 years of industry experience. Monte is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1118 East Harrison Ave, Harlingen, TX, 78550
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2001Other Business ActivitiesSells Insurance
Monte is involved with Martin Insurance Partners LLC (non-variable insurance, trails only, nearly full-time), Martin Insurance & Investments Inc (DBA for LPL business, about a quarter of his time), Valley Abstract & Trustee Services (business owner), and Martin Properties 101 LLC (real estate rental). He dedicates minimal time to non-variable insurance with Martin Insurance Partners LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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