MH
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Margaret Hampton

30 Years of Experience
Colorado Springs, CO
Broker

Margaret Hampton is a registered investment advisor at RBC Capital Markets, LLC, based in Colorado Springs, CO, with 30 years of industry experience. Margaret operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

102 South Tejon, Suite 460, Colorado Springs, CO, 80903-2278

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
September 2019 - Present · 6 yrs 8 mos
RBC Capital Markets, LLC
September 2019 - Present · 6 yrs 8 mos
RBC Capital Markets, LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
April 2009 - October 2019 · 10 yrs 6 mos
UBS Financial Services INC.Broker
April 2009 - October 2019 · 10 yrs 6 mos
Citigroup Global Markets INC.
August 2007 - May 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
July 2001 - May 2009 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - July 2001 · 5 yrs 8 mos
State Registrations37 states
AKALARAZCACOCTFLGAIAIDILINKSKYLAMAMDMEMIMOMTNCNENMNVNYOHOKORSCTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.