MK
MK

Mark Kirsche

30 Years of Experience
Liverpool, NY
2 DisclosuresBrokerSells Insurance

Mark Kirsche is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Liverpool, NY, with 30 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
150 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$449.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.

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Location

Liverpool, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2010
Customer Dispute
July 2002
Settled
Other Business ActivitiesSells Insurance

Mark is an independent agent selling long-term care and fixed life insurance, spending about a quarter of his time on this. He also sells life and disability income insurance, dedicating a few hours per week, and refers clients to a registered investment advisor, spending minimal time on this.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2021 - Present · 5 yrs 3 mos
Hazard & Siegel, INC.
February 2014 - Present · 12 yrs 8 mos
Hazard & Siegel, INC.Broker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Allstate Financial Services, LLCBroker
June 2011 - February 2014 · 2 yrs 8 mos
Hazard & Siegel, INC.Broker
February 2011 - May 2011 · 3 mos
LPL Financial CorporationBroker
February 2008 - December 2010 · 2 yrs 10 mos
Linsco/private Ledger CORP.Broker
June 2007 - December 2007 · 6 mos
Chase Investment Services CORP.Broker
March 2007 - May 2007 · 2 mos
Cco Investment Services CORP.Broker
December 2005 - March 2007 · 1 yr 3 mos
Charter One Securities, INC.Broker
December 2004 - December 2005 · 1 yr
Nylife Securities INC.Broker
February 2002 - November 2004 · 2 yrs 9 mos
Hornor, Townsend & Kent, INC.Broker
November 2000 - March 2002 · 1 yr 4 mos
Metropolitan Life Insurance CompanyBroker
June 1999 - October 2000 · 1 yr 4 mos
Metlife Securities INC.Broker
June 1999 - October 2000 · 1 yr 4 mos
1717 Capital Management CompanyBroker
November 1995 - April 1999 · 3 yrs 5 mos
Equico Securities, INC.Broker
April 1995 - November 1995 · 7 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1995 - November 1995 · 7 mos
State Registrations5 states
COFLNYSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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