Brett Dubay is a registered investment advisor at Principal Asset Management, based in Hilton Head, SC, with 31 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 8,205 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.60% |
| $50.0M - $100.0M | 0.55% |
| $100M+ | 0.50% |
Fees vary widely depending on the specific equity, fixed income, or alternative strategy chosen. The representative schedule shown reflects standard international equity or similar core strategies. Many strategies feature different tiers, minimum account sizes ranging from $10 million to $50 million, and negotiable rates for larger accounts.
Fee Estimator
Location
Hilton Head, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates.
Employment History
Current Registrations
Principal Asset Management
Principal Funds Distributor, INC.Broker
Principal Funds Distributor, INC.
Principal Securities, INC.Broker
Principal Securities, INC.
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.
Fidelity Investments Institutional Services Company, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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