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Ron Josey

Stifel, Nicolaus & Company, Incorporated
31 Years of Experience
Savannah, GA
1 DisclosureBroker
View SEC Summary
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Ron Josey is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Savannah, GA, with 31 years of industry experience. Ron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15 Lake Street, Suite 140, Savannah, GA, 31411

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ron manages land through Josey Family LLC and Josey Tucker LLC, dedicating minimal time. He also serves on the Church Finance Committee for Southside Baptist Church, spending minimal time per month.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Sterne Agee Asset Management, INC.
November 2005 - July 2015 · 9 yrs 8 mos
Sterne, Agee & Leach, INC.Broker
February 2001 - July 2015 · 14 yrs 5 mos
First Allied Securities, INC.Broker
September 2000 - April 2001 · 7 mos
D.E. Frey & Company, INC.Broker
March 1995 - October 2000 · 5 yrs 7 mos
State Registrations32 states
ARAZCACOCTDCFLGAILINKYMAMDMEMIMNMTNCNHNJNMNVNYOHOKPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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