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CFA

G. Harden

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Savannah, GA
Broker
View SEC Summary
View SEC Summary

G. Harden is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Savannah, GA, with 42 years of industry experience. G. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

33 Bull Street, Suite 200, Savannah, GA, 31401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Sterne Agee Asset Management, INC.
March 2005 - July 2015 · 10 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
April 2003 - July 2015 · 12 yrs 3 mos
Sterne Agee & Leach, INC. Capital Management
April 2003 - January 2007 · 3 yrs 9 mos
UBS Painewebber INC.
January 2003 - April 2003 · 3 mos
UBS Painewebber INC.Broker
August 2000 - April 2003 · 2 yrs 8 mos
J.C. Bradford & CO.Broker
July 1989 - August 2000 · 11 yrs 1 mo
The Robinson-Humphrey Company INC.Broker
March 1984 - July 1989 · 5 yrs 4 mos
State Registrations19 states
ALARAZCAFLGAILKSMAMONCNJNYOKSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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