GH
CFA
GH
CFA

G. Harden

41 Years of Experience
Savannah, GA
Broker

G. Harden is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Savannah, GA, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

33 Bull Street, Suite 200, Savannah, GA, 31401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs
Previous Registrations
Sterne Agee Asset Management, INC.
March 2005 - July 2015 · 10 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
April 2003 - July 2015 · 12 yrs 3 mos
Sterne Agee & Leach, INC. Capital Management
April 2003 - January 2007 · 3 yrs 9 mos
UBS Painewebber INC.
January 2003 - April 2003 · 3 mos
UBS Painewebber INC.Broker
August 2000 - April 2003 · 2 yrs 8 mos
J.C. Bradford & CO.Broker
July 1989 - August 2000 · 11 yrs 1 mo
The Robinson-Humphrey Company INC.Broker
March 1984 - July 1989 · 5 yrs 4 mos
State Registrations18 states
ALARAZCAFLGAILKSMAMONCNJNYSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.