Carl Friedrich is a CFA, CFP-designated registered investment advisor at Excelsior, based in Melville, NY, with 4 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 13 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.65% |
Registrant, in its discretion, may charge a lesser investment advisory fee, charge a flat fee, waive its fee entirely, or charge fee on a different interval, based upon certain criteria.
Fee Estimator
Location
200 Broadhollow Road, Suite 207, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl is a director at Goschmooze, Inc., a business networking company, since 2011, dedicating minimal time. He also works as an adjunct instructor at New York University since July 2024, teaching graduate courses for a few hours per week.
Employment History
Current Registrations
Excelsior
Previous Registrations
Fcci Consulting, LLC
State Registrations1 state
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