Allen Rea is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 27 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 65,258 clients with $280B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.60% |
| $25.0M - $50.0M | 0.50% |
| $50.0M - $100.0M | 0.45% |
| $100M+ | 0.40% |
Fees vary significantly depending on the specific strategy selected (equity, fixed income, real assets, etc.) and account type (institutional vs. retail). The schedule shown reflects the Large Cap Core institutional strategy. Other strategies have different fee schedules, and fees are negotiable.
Fee Estimator
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allen is the treasurer for Larkspur Community Foundation, fundraising for a community park, and serves on the Board of Directors for Twin Cities Little League. These activities require minimal time.
Employment History
Current Registrations
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Nuveen Securities, LLC
Previous Registrations
Blackrock Fund Advisors
Blackrock Investments, LLCBroker
Blackrock Fund Distribution CompanyBroker
Barclays Global Investors ServicesBroker
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.Broker
Smith Barney INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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