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Bruce Cain

Founders Financial Securities, LLC
31 Years of Experience
Anderson, IN
BrokerSells Insurance
View SEC Summary
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Bruce Cain is a registered investment advisor at Founders Financial Securities, LLC, based in Anderson, IN, with 31 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5952 Alexandria Pike, Anderson, IN, 46012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is the President of Well-Mac Farming Inc, dedicating about 20% of his time to administrative duties. He is also a representative and insurance agent with Richard Overdorf & Associates, spending nearly full-time hours on securities and insurance sales.

Employment History
Current Registrations
Founders Financial Securities, LLC
January 2018 - Present · 8 yrs 9 mos
Founders Financial Securities LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Cetera Advisors LLCBroker
January 2004 - September 2016 · 12 yrs 8 mos
Vestax Securities CorporationBroker
April 1995 - January 2004 · 8 yrs 9 mos
State Registrations11 states
FLIAILINKYMIMOOHORSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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