VA
VA

Victoria Azpurua

30 Years of Experience
Coral Gables, FL
1 DisclosureBroker

Victoria Azpurua is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Settled
Other Business Activities

Victoria has several business interests, including a small ownership stake in a school in Venezuela and a real estate rental business. She also serves as a passive director for Yoyot Investments Corp, dedicating minimal time to these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2012 - Present · 13 yrs 6 mos
Raymond James & Associates, INC.
October 2012 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.
July 1998 - June 2009 · 10 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1998 - June 2009 · 10 yrs 11 mos
Raymond James & Associates, INC.Broker
September 1995 - August 1998 · 2 yrs 11 mos
State Registrations18 states
CACTDCFLGAILMAMNNCNJNYOHORPAPRSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victoria Azpurua - Financial Advisor | TrueAdvisor