Kwok Chiu
Kwok Chiu is a registered investment advisor at Four Points Advisors, LLC, based in New York, NY, with 29 years of industry experience. Kwok operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 81 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.25% |
Fees are capped at these percentages and are negotiable. If client assets are placed with an Independent Manager available through the Adhesion platform, a separate, additional fee of up to 0.08% annually will be charged to the client. Fees for assets managed by an Independent Manager will vary based on the Independent Manager’s fee schedule and will generally range from 0.20 - 0.50% annually. The Adhesion fee and Independent Manager fee is not charged in addition to Four Points’ advisory fee; rather, it is deducted from the total fee agreed upon with Four Points.
Fee Estimator
Location
99 Park Avenue, Floor 8, New York, NY, 10016
Get directionsHistory
Regulatory History (6)
Regulatory
January 2015Employment Separation After Allegations
September 2013Customer Dispute
September 2013Customer Dispute
August 2013Customer Dispute
September 2010Customer Dispute
July 2000Other Business ActivitiesSells Insurance
Kwok is involved with Four Points Advisors, a financial services business, dedicating about half their time to investment advisory and wealth management. Kwok also spends a full-time amount of time with Four Points Insurance Agency, selling life insurance and annuities and advising clients.
Employment History
Current Registrations
Four Points Advisors, LLC
Four Points Capital Partners LLCBroker
Four Points Capital Partners LLC
Previous Registrations
Gilford Financial CORP.
Gilford Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.