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Kenneth Carter

Wells Fargo Advisors
30 Years of Experience
New City, NY
1 DisclosureBroker
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Kenneth Carter is a registered investment advisor at Wells Fargo Advisors, based in New City, NY, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

17 Squadron Boulevard, Suite 400, New City, NY, 10956

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History

Regulatory History (1)
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Regulatory
August 2004
Final
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Other Business Activities

Kenneth has ownership stakes in multiple European Wax Center franchises and real estate rental properties. He also owns Carter Wealth Management Inc., a financial practice, and dedicates a few hours per week to it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Wells Fargo Advisors
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2012 - June 2022 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
July 2003 - June 2022 · 18 yrs 11 mos
Prudential Securities IncorporatedBroker
April 1995 - July 2003 · 8 yrs 3 mos
State Registrations31 states
AZCACOCTDEFLGAHIIAINKYMAMDMEMIMNMONCNHNJNMNVNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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