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Abraham Mizrahi

23 Years of Experience
New City, NY
1 DisclosureBroker

Abraham Mizrahi is a registered investment advisor at Wells Fargo Advisors, based in New City, NY, with 23 years of industry experience. Abraham is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

254 S. Main Street, Suite 515, New City, NY, 10956

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Settled
Employment History
Current Registrations
Wells Fargo Advisors
April 2026 - Present · 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
Osaic Wealth, INC.
January 2024 - April 2025 · 1 yr 3 mos
Osaic Wealth, INC.Broker
January 2024 - April 2025 · 1 yr 3 mos
Woodbury Financial Services, INC.Broker
July 2018 - January 2024 · 5 yrs 6 mos
Woodbury Financial Services, INC.
July 2018 - January 2024 · 5 yrs 6 mos
Capital One Advisors, LLC
January 2015 - July 2018 · 3 yrs 6 mos
Capital One Investing, LLCBroker
January 2015 - July 2018 · 3 yrs 6 mos
Capital One Financial Advisors LLC
July 2012 - January 2015 · 2 yrs 6 mos
Capital One Investment Services LLCBroker
July 2012 - January 2015 · 2 yrs 6 mos
Chase Investment Services CORP.
January 2007 - July 2012 · 5 yrs 6 mos
Chase Investment Services CORP.Broker
June 2003 - July 2012 · 9 yrs 1 mo
Joseph Stevens & Company, INC.Broker
April 2001 - November 2002 · 1 yr 7 mos
State Registrations11 states
ARFLMAMDNJNYOKPAUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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