CH
CFP
CH
CFP

Clarence Hughes

12 Years of Experience
Albuquerque, NM
Broker

Clarence Hughes is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Albuquerque, NM, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

2155 Louisiana Blvd Northeast, Suite10000, Albuquerque, NM, 87110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
December 2019 - Present · 6 yrs 7 mos
UBS Financial Services INC.Broker
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Redw Stanley Financial Advisors, LLC
February 2015 - August 2016 · 1 yr 6 mos
Bok Financial Advisors
January 2014 - June 2014 · 5 mos
Wells Capital Management INC
August 2001 - December 2002 · 1 yr 4 mos
Sands Brothers & CO., LTD.Broker
June 1996 - April 1998 · 1 yr 10 mos
Painewebber IncorporatedBroker
April 1995 - April 1996 · 1 yr
State Registrations13 states
ARAZCACOFLINMAMEMNNCNMTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Clarence Hughes - Financial Advisor | TrueAdvisor