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Jeffrey Sullivan

LPL Financial LLC
20 Years of Experience
Westwood, MA
1 DisclosureBroker
View SEC Summary
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Jeffrey Sullivan is a registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 20 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Lowder Brook Dr, Ste 2100 B, Westwood, MA, 02090

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 1998
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey operates Peacefield Financial, an investment/securities business, dedicating nearly full-time hours to it since 2019. He also owns rental property, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
April 2026 - Present · 6 mos
LPL Financial LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
Cetera Investment Advisers LLC
July 2019 - April 2026 · 6 yrs 9 mos
Cetera Financial Specialists LLCBroker
June 2019 - April 2026 · 6 yrs 10 mos
Royal Alliance Associates, INC.
April 2019 - June 2019 · 2 mos
Royal Alliance Associates, INC.Broker
November 2018 - June 2019 · 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2016 - November 2016 · 7 mos
Sun Life Financial Distributors, INC.Broker
February 2009 - December 2011 · 2 yrs 10 mos
Lincoln Financial Distributors, INC.Broker
January 2006 - February 2009 · 3 yrs 1 mo
Guardian Investor Services LLCBroker
June 2002 - January 2006 · 3 yrs 7 mos
Commonwealth Financial NetworkBroker
April 1999 - March 2000 · 11 mos
Essex National Securities, INC.Broker
April 1998 - January 1999 · 9 mos
Putnam Mutual Funds CORP.Broker
May 1997 - January 1998 · 8 mos
State Registrations4 states
CAFLMAPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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