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Jeffrey Sullivan
19 Years of Experience
Quincy, MA
1 DisclosureBroker
Jeffrey Sullivan is a registered investment advisor at Cetera Investment Advisers LLC, based in Quincy, MA, with 19 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1266 Furnace Brook Parkway, Ste 300, Quincy, MA, 02169
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
January 1998Other Business Activities
Jeffrey operates Peacefield Financial, an investment/securities business, dedicating nearly full-time hours to it since 2019. He also owns rental property, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2019 - Present · 6 yrs 10 mos
Cetera Financial Specialists LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Royal Alliance Associates, INC.
April 2019 - June 2019 · 2 mos
Royal Alliance Associates, INC.Broker
November 2018 - June 2019 · 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2016 - November 2016 · 7 mos
Sun Life Financial Distributors, INC.Broker
February 2009 - December 2011 · 2 yrs 10 mos
Lincoln Financial Distributors, INC.Broker
January 2006 - February 2009 · 3 yrs 1 mo
Guardian Investor Services LLCBroker
June 2002 - January 2006 · 3 yrs 7 mos
Commonwealth Financial NetworkBroker
April 1999 - March 2000 · 11 mos
Essex National Securities, INC.Broker
April 1998 - January 1999 · 9 mos
Putnam Mutual Funds CORP.Broker
May 1997 - January 1998 · 8 mos
State Registrations4 states
CAFLMAPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.