KM
KM

Kenneth Mosher

26 Years of Experience
Minneapolis, MN
Broker

Kenneth Mosher is a registered investment advisor at Thrivent Investment Management INC., based in Minneapolis, MN, with 26 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

600 Portland Ave S, Minneapolis, MN, 55415

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Investment Management INC.
December 2013 - Present · 12 yrs 5 mos
Thrivent Investment Management INC.
March 2013 - Present · 13 yrs 2 mos
Thrivent Investment Management INC.Broker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2011 - August 2012 · 9 mos
Wells Fargo Advisors, LLCBroker
November 2011 - August 2012 · 9 mos
Wells Fargo Advisors, LLC
January 2011 - October 2011 · 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - October 2011 · 9 mos
Wells Fargo Investments, LLC
December 2010 - January 2011 · 1 mo
Wells Fargo Investments, LLCBroker
December 2010 - January 2011 · 1 mo
Transamerica Capital, INC.Broker
March 2007 - April 2009 · 2 yrs 1 mo
Financial Network Investment CorporationBroker
June 2002 - March 2005 · 2 yrs 9 mos
Commonwealth Financial NetworkBroker
February 2000 - May 2002 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
March 1995 - February 2000 · 4 yrs 11 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Mosher - Financial Advisor | TrueAdvisor