Thomas Campbell is a registered investment advisor, based in Frisco, TX, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6136 Frisco Square Blvd, Suite 400, Frisco, TX, 75034
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2009Denied
Customer Dispute
October 2000Final
Employment History
Current Registrations
Ceros Financial Services, INC.Broker
June 2026 - Present · 4 mos
Stf Advisory INC
April 2026 - Present · 6 mos
Previous Registrations
Stf Management LP
January 2015 - February 2026 · 11 yrs 1 mo
Transamerica Financial Advisors, INCBroker
January 2012 - December 2016 · 4 yrs 11 mos
Transamerica Financial Advisors, INC.
January 2012 - December 2016 · 4 yrs 11 mos
Investment Advisors International, INC.
July 2006 - January 2012 · 5 yrs 6 mos
Intersecurities, INC.
July 2002 - August 2006 · 4 yrs 1 mo
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Investment Advisors, INC. (wmaia)
June 1997 - July 2002 · 5 yrs 1 mo
Wma Securities, INC.Broker
March 1995 - April 2002 · 7 yrs 1 mo
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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