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David Kakuda

30 Years of Experience
El Segundo, CA
1 DisclosureBroker

David Kakuda is a registered investment advisor at Wells Fargo Advisors, based in El Segundo, CA, with 30 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2141 Rosecrans Ave Ste 4100, [Lg/Lb-Rbo], El Segundo, CA, 90245

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History

Regulatory History (1)
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Customer Dispute
April 2009
Denied
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
December 2009 - January 2011 · 1 yr 1 mo
Wells Fargo Investments, LLC
December 2009 - January 2011 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
December 2003 - May 2007 · 3 yrs 5 mos
Citicorp Investment ServicesBroker
February 2003 - May 2007 · 4 yrs 3 mos
Cal Fed InvestmentsBroker
August 2001 - February 2003 · 1 yr 6 mos
Wm Financial Services, INC.Broker
January 2000 - August 2001 · 1 yr 7 mos
Cal Fed InvestmentsBroker
July 1997 - January 2000 · 2 yrs 6 mos
The Advisors Group, INC.Broker
June 1996 - May 1997 · 11 mos
Investors Associates, INC.Broker
March 1995 - September 1995 · 6 mos
State Registrations7 states
AZCAILNVNYORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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