GT
CFA
GT
CFA

Graham Tanaka

30 Years of Experience
New York, NY

Graham Tanaka is a CFA-designated registered investment advisor at Tanaka Capital Management INC, based in New York, NY, with 30 years of industry experience. Graham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 19 clients with $44M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$44.4M
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Location

230 Park Avenue, Suite 960, New York, NY, 10169

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Graham is the President and Chairman of Tanaka Funds, Inc. and devotes minimal time to this role. He is also the sole proprietor of Tanaka Fund Advisors LLP and a director of Transact Technologies, dedicating minimal time to each.

Employment History
Current Registrations
Tanaka Capital Management INC
August 1995 - Present · 30 yrs 9 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.