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Ralph Cross

Wells Fargo Advisors
26 Years of Experience
Hot Springs, AR
1 DisclosureBroker
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Ralph Cross is a registered investment advisor at Wells Fargo Advisors, based in Hot Springs, AR, with 26 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1801 Central Ave, F, Hot Springs, AR, 71901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ralph has 100% ownership in R. Cross Asset Management, LLC since 2018. This takes Ralph significantly more than full-time, including some time during trading hours, and is related to his financial practice.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2018 - Present · 8 yrs
Wells Fargo Advisors
October 2018 - Present · 8 yrs
Previous Registrations
Stephens
March 2009 - October 2018 · 9 yrs 7 mos
StephensBroker
March 2009 - October 2018 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - March 2009 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2003 - March 2009 · 5 yrs 10 mos
Morgan Stanley
November 2001 - May 2003 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
October 2001 - May 2003 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
December 1999 - October 2001 · 1 yr 10 mos
State Registrations29 states
ALARAZCADCFLGAIAILINKYLAMAMDMNMOMSNCNYOKORSCSDTNTXUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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