Lee Brooks is a registered investment advisor, based in Rogers, AR, with 30 years of industry experience.
Location
321 N. 2nd Street, Rogers, AR, 72756
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Regulatory History (2)
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Customer Dispute
January 2001Award / Judgment
Customer Dispute
February 2000Denied
Other Business Activities
Lee works at Brooks Investment Group, dedicating nearly full-time hours to this activity. Lee is also a partner at Secondstreetproperties LLC, a real estate venture, spending minimal time on this.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
November 2006 - July 2012 · 5 yrs 8 mos
First Allied Securities, INC.Broker
February 2000 - September 2022 · 22 yrs 7 mos
Edward JonesBroker
July 1995 - February 2000 · 4 yrs 7 mos
State Registrations10 states
ARAZCOKSKYMOMSOHOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.