Brian Wood is a CFA-designated registered investment advisor, based in Rogers, AR, with 23 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5502 Walsh Lane, Suite 103, Rogers, AR, 72758
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian owns rental properties through DNBC Holdings LLC and DNBC Holdings 2 LLC. He also serves as Finance Chair for Single Parent Scholarship Fund of NWA, is an agent for fixed insurance/annuities, is a Managing Partner and Senior Wealth Advisor at Legacy Capital Wealth Partners (taking nearly full-time), and is a board member for two non-profit organizations. Brian dedicates about 10-20% of his time to providing insurance advice.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Legacy Capital Wealth Partners, LLC
Previous Registrations
Arvest Wealth ManagementBroker
Arvest Wealth Management
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Fsw Partners, L.P.
Signal Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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