Frank Zocco
Frank Zocco is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Glastonbury, CT, with 30 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
95 Glastonbury Blvd Ste 210, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2007Other Business ActivitiesSells Insurance
Frank is an independent insurance agent selling fixed insurance products since 2018, and also works as a financial advisor with Jacob Financial Partners selling insurance, securities, and investment products. Additionally, Frank owns Smart 401(k) Strategies and "Frank the 401k Guy", both marketing DBAs, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial Corporation
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citizens Investment Services CORP.
Citizens Investment Services CORP.Broker
Aetna Financial Services, INC.Broker
Aetna Investment Services, LLCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.