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Daryl Ellis

Eagle Strategies LLC
31 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daryl Ellis is a CFP-designated registered investment advisor at Eagle Strategies LLC, based in Baton Rouge, LA, with 31 years of industry experience. Daryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2471 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

8280 Ymca Plaza Drive, Building 1, Baton Rouge, LA, 70810

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History

Regulatory History (1)
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Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daryl is appointed with various outside insurance carriers to broker non-registered insurance products and operates under the DBA "Ellis Insurance & Financial Group" to market financial products. He also owns Ellis2 LLC, which owns the building that serves as his detached office, and he rents the building from the LLC.

Employment History
Current Registrations
Eagle Strategies LLC
July 2006 - Present · 20 yrs 3 mos
Nylife Securities LLCBroker
March 1995 - Present · 31 yrs 7 mos
State Registrations30 states
ARAZCACOCTDCDEFLGAIAILLAMAMDMOMSMTNCNENMNVNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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