TrueAdvisor
TrueAdvisor
JT
ChFC
JT
ChFC

James Thom

Eagle Strategies LLC
24 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

James Thom is a ChFC-designated registered investment advisor at Eagle Strategies LLC, based in Baton Rouge, LA, with 24 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

2431 South Acadian Thruway, Suite 400, Baton Rouge, LA, 70808

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James owns rental property and farmland since 2002. He also brokers non-registered disability insurance and is a shareholder in NYLARC Holding Company, which reinsures life insurance written with New York Life, dedicating minimal time to this.

Employment History
Current Registrations
Eagle Strategies LLC
June 2022 - Present · 4 yrs 4 mos
Nylife Securities LLCBroker
July 2002 - Present · 24 yrs 3 mos
State Registrations8 states
ALARGALAMSOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Baton Rouge, LA →All financial advisors in Louisiana →