Ivan Gonzalez
Ivan Gonzalez is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Glendale, CA, with 30 years of industry experience. Ivan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 N. Brand Blvd #503, Glendale, CA, 91203
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2012Regulatory
August 2006Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Ivan owns Ivan Gonzalez Financial Services, a DBA for financial services and insurance, and spends about 10-20% of their time selling securities and fixed insurance. Ivan also owns multiple real estate rental properties and dedicates full-time hours to fixed insurance sales with various companies, including life insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital CORP.Broker
Investors Capital Advisory
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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