LS
PFS
LS
PFS

Louis Sclafani

24 Years of Experience
Glendale, CA
Broker

Louis Sclafani is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Glendale, CA, with 24 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3239 North Verdugo Road, Glendale, CA, 91208

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Louis is a co-owner and CPA at Coldwell, Sclafani & Company LLP, dedicating nearly full-time hours to this role. He also serves as a trustee for multiple family trusts and owns rental property, requiring minimal time commitments, and operates Sclafani Wealth Advisors.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2004 - Present · 21 yrs 11 mos
Cetera Financial Specialists LLCBroker
January 2002 - Present · 24 yrs 4 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Sclafani - Financial Advisor | TrueAdvisor