Anthony Romero
Anthony Romero is a registered investment advisor at Kovack Advisors, INC., based in Tavernier, FL, with 30 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.90% |
Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.
Fee Estimator
Location
Tavernier, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is the President and CEO of Romero Investment Advisors, LLC, spending about 10% of his time on this. He also spends minimal time on fixed insurance sales, rental property management, and acting as trustee for his mother's brokerage account.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Previous Registrations
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Cibc World Markets CORP.Broker
Unibank Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Darin Carroll, CFPLPL Financial LLC