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Joseph Connor

31 Years of Experience
Vienna, VA
1 DisclosureBroker

Joseph Connor is a registered investment advisor, based in Vienna, VA, with 31 years of industry experience.

Location

8300 Boone Blvd., Suite 500, Vienna, VA, 22182

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History

Regulatory History (1)
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Customer Dispute
May 2003
Settled
Other Business Activities

Joseph is the President of Connor Capital MGMT LLC, a registered investment advisor, dedicating full-time hours to this role. He is also the President of Intelligent Divorce Solutions, LLC, providing financial-related divorce consulting services for a few hours per week, and a board member for SuperLeaders, a non-profit, spending minimal time fundraising and mentoring youth.

Employment History
Current Registrations
Connor Capital Management, LLC
January 2011 - Present · 15 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
November 2007 - January 2011 · 3 yrs 2 mos
UBS Financial Services INC.Broker
November 2007 - January 2011 · 3 yrs 2 mos
Wachovia Securities, LLC
June 2003 - November 2007 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
June 2003 - November 2007 · 4 yrs 5 mos
Oppenheimer Asset Management INC.
April 2003 - July 2003 · 3 mos
Fahnestock & CO. INC.Broker
January 2003 - June 2003 · 5 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
August 1999 - January 2003 · 3 yrs 5 mos
Cibc World Markets CORP.Broker
July 1999 - January 2003 · 3 yrs 6 mos
Scott & Stringfellow, INC.Broker
May 1999 - July 1999 · 2 mos
Scott & Stringfellow, INC.Broker
March 1995 - May 1999 · 4 yrs 2 mos
State Registrations8 states
COFLIDMAMDTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Connor - Financial Advisor | TrueAdvisor