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JH
CFP
JH
CFP

John Harm

Prospera Financial Services, INC.
30 Years of Experience
South Burlington, VT
Broker
View SEC Summary
View SEC Summary

John Harm is a CFP-designated registered investment advisor at Prospera Financial Services, INC., based in South Burlington, VT, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

South Burlington, VT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John has power of attorney for his parents and is a trustee for Finet Practice 401k, dedicating minimal time to these activities. He also has 100% ownership of Harm & Harm Financial Consulting Group LLC.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
December 2025 - Present · 10 mos
Prospera Financial Services, INC.
December 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2016 - December 2025 · 9 yrs 2 mos
Wells Fargo Advisors
October 2016 - December 2025 · 9 yrs 2 mos
Wells Fargo Advisors, LLC
December 2001 - October 2016 · 14 yrs 10 mos
Wells Fargo Advisors, LLCBroker
October 1999 - October 2016 · 17 yrs
First Union Capital Markets CORP.Broker
July 1999 - October 1999 · 3 mos
Planco Financial Services, INC.Broker
May 1996 - March 1999 · 2 yrs 10 mos
Wheat, First Securities, INC.Broker
June 1995 - April 1996 · 10 mos
State Registrations30 states
AZCACOCTDEFLGAILINKYMAMDMEMNMOMTNCNHNJNVNYOHORPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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