Daniel Caffrey
Daniel Caffrey is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Richmond, VA, with 29 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2250 East Parham Road, Richmond, VA, 23228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel co-owns a real estate rental property and is the president of Chartered Financial Planning Associates, Ltd, where he offers various insurance products. He also works as an agent offering property and casualty insurance and provides tax preparation/accounting services, dedicating about half of his time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fs, INC.Broker
Osaic Fs, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
Allstate Financial Services, LLCBroker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
MML Investors Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.