EC
EC

Emmanuel Comes

25 Years of Experience
San Ramon, CA
Broker

Emmanuel Comes is a registered investment advisor at American Investors CO, based in San Ramon, CA, with 25 years of industry experience. Emmanuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $630M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
766 clients
Average Client Portfolio
$823K average
Assets Under Management
$630.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.00%

Fees are negotiable. A fixed percentage rate of 1.5% or a negotiated fixed annual fee is also available in lieu of the tiered schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

12667 Alcosta Blvd., Suite 160, San Ramon, CA, 94583

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
American Investors CO
January 2011 - Present · 15 yrs 9 mos
American Investors CompanyBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
April 2009 - January 2011 · 1 yr 9 mos
World Group Securities, INC.Broker
March 2009 - January 2011 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2007 · 7 mos
Citigroup Global Markets INC.
May 2007 - December 2007 · 7 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
November 1999 - May 2007 · 7 yrs 6 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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