Ian James is a registered investment advisor at Global Assets Advisory, LLC, based in Bridge City, TX, with 30 years of industry experience. Ian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,376 clients with $340M in assets under management.
Compensation
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Assets Under Management
Fee Structure
GAA's investment advisory fees are based on a percentage of the value of your portfolio, up to 3.00% annually. The exact fee is negotiated between you and your advisor. The fee may be paid monthly or quarterly, in advance or after services are provided. In addition to GAA's fee, you may pay transaction fees and internal management fees on mutual funds and exchange-traded funds.
Location
704 Texas Avenue, Bridge City, TX, 77611
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Regulatory History (1)
Regulatory
November 2021Other Business Activities
Ian is the owner of Capital Financial Group, LLC, a private label entity for financial business, and a managing member of James Financial, LLC, a holding company. He is also an investment advisor with Global Assets Advisory, LLC, a member/partner in Jackass, LLC (real estate holdings), a contributing book author, and a silent partner/owner in Gold Club, LLC (restaurant/bar).
Employment History
Current Registrations
Global Assets Advisory, LLC
International Assets Advisory, LLCBroker
Previous Registrations
International Assets Investment Management, LLC
Global Assets Advisory, LLC
Global Planning Stewards LLC
Investacorp Advisory Services INC
Investacorp, INC.Broker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
LPL Financial Corporation
Edward Jones
LPL Financial CorporationBroker
Edward JonesBroker
Prudential Securities IncorporatedBroker
Edward JonesBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.