TrueAdvisor
TrueAdvisor
IJ
IJ

Ian James

Global Assets Advisory, LLC
30 Years of Experience
Baton Rouge, LA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Ian James is a registered investment advisor at Global Assets Advisory, LLC, based in Baton Rouge, LA, with 30 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,588 clients with $550M in assets under management.

Global Assets Advisory, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
2,588 clients
Average Client Portfolio
$213K average
Assets Under Management
$551.7M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are charged at an annual rate up to 3.00% depending on the size of the relationship, transaction fee arrangements, and service complexity. Fees are negotiated between the client and the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8550 United Plaza Blvd, Suite 702, Baton Rouge, LA, 70809

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ian is the owner of Capital Financial Group, LLC, a private label entity for financial business, and a managing member of James Financial, LLC, a holding company. He is also an investment advisor with Global Assets Advisory, LLC, a member/partner in Jackass, LLC (real estate holdings), a contributing book author, and a silent partner/owner in Gold Club, LLC (restaurant/bar).

Employment History
Current Registrations
Global Assets Advisory, LLC
May 2020 - Present · 6 yrs 5 mos
International Assets Advisory, LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
International Assets Investment Management, LLC
August 2023 - December 2025 · 2 yrs 4 mos
Global Assets Advisory, LLC
May 2020 - May 2020 · 0 mos
Global Planning Stewards LLC
May 2020 - May 2020 · 0 mos
Investacorp Advisory Services INC
August 2014 - May 2020 · 5 yrs 9 mos
Investacorp, INC.Broker
July 2014 - May 2020 · 5 yrs 10 mos
Summit Financial Group INC
October 2011 - July 2014 · 2 yrs 9 mos
Summit Brokerage Services, INC.Broker
October 2011 - July 2014 · 2 yrs 9 mos
Raymond James Financial Services Advisors, INC
January 2011 - September 2011 · 8 mos
Raymond James Financial Services, INC.Broker
January 2011 - September 2011 · 8 mos
Wells Fargo Advisors Financial Network, LLC
March 2008 - January 2011 · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2008 - January 2011 · 2 yrs 10 mos
LPL Financial Corporation
April 2007 - March 2008 · 11 mos
Edward Jones
January 2007 - January 2007 · 0 mos
LPL Financial CorporationBroker
January 2007 - March 2008 · 1 yr 2 mos
Edward JonesBroker
January 2001 - January 2007 · 6 yrs
Prudential Securities IncorporatedBroker
November 2000 - November 2000 · 0 mos
Edward JonesBroker
October 1996 - January 2001 · 4 yrs 3 mos
Metlife Securities INC.Broker
September 1995 - August 1996 · 11 mos
Metropolitan Life Insurance CompanyBroker
September 1995 - August 1996 · 11 mos
State Registrations10 states
ARCOFLGAIDLAMSNCNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Baton Rouge, LA →All financial advisors in Louisiana →