Julie Wallace
Julie Wallace is a registered investment advisor at Ameriprise Financial Services, LLC, based in Petaluma, CA, with 20 years of industry experience. Julie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
17 Keller St, Petaluma, CA, 94952
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2002Other Business Activities
Julie owns a single-family real estate property since April 2024. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
Investment Advisors International, INC.
Edward Jones
Edward JonesBroker
UBS Painewebber INC.Broker
Atlas Securities, INC.Broker
Wells Fargo Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.